LAW OFFICES OF
HOWARD B. PROSSNITZ
A Leading Investor, Class Action and
Stockbroker Fraud Law Firm
(312) 382-8201

howard@prossnitzlaw.com
A National FINRA Arbitration Practice:

Mr. Prossnitz has tried FINRA arbitration cases in New York, Massachusetts, New Hampshire, North
Carolina, Ohio, Florida, Arizona, Colorado, Washington,  Illinois, Wisconsin, Alabama, Virginia, and
Arkansas. He is a frequent speaker before the Public Investor Arbitration Bar Association with
presentations at annual meetings in California, Texas, Colorado and Florida.  He is also an editor and
contributor for the PIABA Law Journal including a recent article he wrote entitled Who Wins FINRA
Cases and Why? (Vol. 19. No. 2 2012)
In the News  View WRAL story
Rocky Mount, N.C. "Chicago-based attorney Howard Prossnitz is
representing Henderson and 11 other clients in arbitration against
Investors Capital. '[Jones]is going to trial next month on criminal
charges,' Prossnitz said.  'We're not optimistic that we could ever
get money from him.  The firm should have caught what he was
doing.  They had a duty to supervise him.'"                                  
                
Butterworth v. Morgan Keegan, $600,193 award,  affirmed 2012 U.S. Dist. Ct. LEXIS
140209 (N.D. Ala. Sept. 28, 2012)  Read FINRA Award.

Barth v. Heart Check America, $4,000,000 class settlement, approved Clark Co., Nevada,
Case No.  A-11-646233-C.

Anthony v. Investors Capital, $653,498 Award,  FINRA Case 06-04080.

Rawlins v. Sterling Forex Forex, $1,000,000 class settlement, (S.D.N.Y. 03 CV 00089).
The Law Offices of Howard Prossnitz specializes in trying group arbitration cases for aggrieved
investors as well as class action litigation.   The firm an excellent track record of winning sizeable
awards and settlements.  2012 highlights include a class case involving Heart Check America settling
for $4 million; a June 12, 2012 FINRA award for $471,000 against Morgan Keegan (Case No. 10-03380);
and a January 31, 2012 FINRA award for $600,000 against Morgan Keegan (Case. No. 10-03895).    Two
federal district courts issued opinions affirming arbitration awards.  Many other cases were settled.

Over the years, the firm has recovered millions of dollars for hundreds of investors and consumers in
group arbitrations, individual cases, and class actions.   

Mr. Prossnitz has 36 years of complex litigation experience.   He has  been involved in 34 published
FINRA case awards, 25 federal court published decisions, and various state court appellate cases.  He
set up his own practice in 1994.  Previously he was a litigation partner at a 50 person Chicago firm.
Recent Results Achieved By Prossnitz Law Offices    See more below
Dedicated to obtaining
outstanding results for
investors and
consumers.
FINRA Awards Obtained by Prossnitz Law Offices

Butterworth v. Morgan Keegan, ($600,193 award) affirmed by U.S.Dist. Ct. N. Al. Sept. 28, 2012, 2012
U.S. Dist. LEXIS 140209.

Taylor v. Morgan Keegan, ($471,000 award) FINRA Case 10-03380)

Wisnia v. Morgan Keegan, FINRA Case No. 09-05048 ($16,720.00)

Bedran v. Advanced Equities, Inc., FINRA Case No. 09-01258 ($55,000.00)

Hollingsworth v. Morgan Keegan, FINRA Case No. 08-00674 ($57,582.48)

Cover v. Morgan Keegan, FINRA Case No. 08-01659 ($55,000.00)

Bell v. Comtrust, NFA Arbitration No. 06-ARB-61 ($594,292.00)

Anthony v. Investors Capital, FINRA Case No. 06-04080 ($653,498.74)

Battle v. Northeast Securities, FINRA Case No. 06-04110 ($329,242.00)

Del Favero v. Re-Direct Securities, FINRA Case No. 06-02685 ($366,562.00)

Zanis v. A.G. Edwards, FINRA Case No. 00-01327 ($95,000.00)

Brewster v. J.W.Charles Securities, FINRA Case No. 96-05188 ($190,750.00)

Class Settlements

Rohrer v. FSI Futures, (S.D.N.Y. 94-CV-6345) (high six figures)

Ciabattari v. Toyota Motor Sales, (N.D. Cal. 05-04289) ($45,000,000.00 in benefits to class members)

Barth v. Heart Check America, (Clark Co. Nevada A-11-646233-C)($4 million class settlement).
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Comments:
 Howard Prossnitz is admitted to the bar in Illinois, California and Florida.  Where needed, local counsel will
be retained.  FINRA arbitration usually does not require pro hac vice admission for out of state lawyers.
Past performance is no guarantee of future results.