Who wins FINRA cases and why?
Updated: May 2, 2018
Howard compiled a data base of 563 customer member cases that went to decision in 2011 and analyzed the results in an article published in the PIABA Bar Journal Vol. 19, No. 2 (2012). It was also republished online by the American Bar Association. Part One is available at: https://www.americanbar.org/publications/gpsolo_ereport/2013/june_2013/who_wins_finra_cases_and_why_empirical_analysis_part_1.html.