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  • Howard Prossnitz

Who wins FINRA cases and why?

Updated: May 2, 2018

Howard compiled a data base of 563 customer member cases that went to decision in 2011 and analyzed the results in an article published in the PIABA Bar Journal Vol. 19, No. 2 (2012). It was also republished online by the American Bar Association. Part One is available at:

Part Two:

Part Three:

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